ASPPA Webcast: The Making of a Regulation: How Guidance Is Born

By ASPPA Net Staff • November 28, 2017 • 0 Comments
Available until May 1, 2019

Speaker: Craig P. Hoffman, Esq., APM, General Counsel and Director of Regulatory Affairs, American Retirement Association

Experience Level for Attendees: Intermediate

IRS Program Number: CZTXU-Q-00858-18-O

Webcast Outline


This webcast covers how regulations (and other guidance) are made from concept through finalization. Discuss who is involved at the Treasury, IRS and DOL, along with their responsibilities; how the political affiliation of the House, Senate or Presidency impacts the regulatory process; and how the guidance process is controlled by federal law.

Key Takeaways:
1. Summarize how guidance is created by the various agencies from concept to publication
2. Realize the impact of the Administrative Procedures Act and other Federal laws
3. Appreciate the politics involved in the process and how it may impact guidance

Registration Deadlines: 

On-Demand: 5/1/2019

CE Credit: 1 ARA, 1 ERPA, 1 JBEA Noncore

About the Speaker

Craig Hoffman, Esq., APM, is General Counsel and Director of Regulatory Affairs for the American Retirement Association. He has previously served ASPPA as President, Co-chair of the Government Affairs Committee, and Co-chair of the Political Action Committee. Prior to joining ARA, Craig served as General Counsel for SunGard Relius LLC., and before that, was in private practice, specializing in the areas of taxation, ERISA and employee benefits. He received both his J.D. and his LL.M. in Taxation from the University of Florida.

Individual Viewer Additional Viewers 
ASPPA Member: $57.50 ASPPA Member: $22.50
Non-Member: $95 Non-Member: $35


Registration for on-demand recorded webcast includes unlimited viewing of the webcast recording to play any time before the one-year expiration date, webcast outline, and any additional presentation materials. Recordings are available one week after the live webcast takes place.

Webcast Package Pricing:

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Methods of Registration:

To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic registration confirmation to the email address listed on your registration form.

  • Download a registration form.
  • Online: For credit card payment only. Receive an immediate email Registration Confirmation. 
  • Email your scanned registration form(s) and credit card information to
  • Fax your scanned registration form(s) and credit card information to 703-516-9308.
  • Mail: American Retirement Association, PO Box 34725, Alexandria, VA 22334-0725 
    For express/overnight deliveries (FedEx/DHL, etc.), send to: American Retirement Association, 4245 North Fairfax Drive, Suite 750, Arlington, VA 22203

Make checks payable to the American Retirement Association.

General Information

Cancellation Policy:

All webcasts are non-refundable. If you have registered for the live webcast and are unable to attend, please email and request to transfer your registration to the recorded version. This request must be made before the live webcast takes place.

Statements and materials presented on American Retirement Association webcasts are solely the opinions of the speakers and do not represent the opinion or the position of the American Retirement Association. The American Retirement Association assumes no responsibility for the content and materials presented by speakers during the webcast.


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