ASPPA Webcast: Ethics Case Studies on Circular 230 Provisions
Wednesday, September 12, 2018
Speaker: Kizzy M. Gaul, Esq., CPC, QPA, QKA, TGPC, Manager of Regulatory Supervision, Prudential Retirement
Experience Level for Attendees: Basic
IRS Program Number: CZTXU-E-00855-18-O
Webcast Outline: Coming Soon.
The webcast starts with an overview of ASPPA’s Code of Professional Conduct and how it aligns with key Circular 230 provisions. The majority of the program is a review of case studies applying the provisions, including the application to service providers operating in a 3(16) fiduciary capacity.
1. Apply ASPPA’s Code of Professional Conduct to your work
2. Recognize when Circular 230 may apply
3. Consider ethics best practices when operating as a 3(16) fiduciary
CE Credit: 2 ARA Ethics, 2 ERPA Ethics, 2 JBEA Ethics, 2 JBEA Core
About the Speaker
Kizzy M. Gaul, JD, CPC, QPA, QKA, TGPC, has over ten years of plan design and compliance consulting experience. She is currently the chair of the ASPPA Government Affairs subcommittee for Reporting and Disclosure and a member of ASPPA’s Leadership Council.
|ASPPA Member: $115
||ASPPA Member: $45
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