ASPPA Webcast: Ethics Case Studies on Circular 230 Provisions

By ASPPA Net Staff • January 01, 2018 • 0 Comments
Wednesday, September 12, 2018

23:40PM ET

Speaker: Kizzy M. Gaul, Esq., CPC, QPA, QKA, TGPC, Manager of Regulatory Supervision, Prudential Retirement

Experience Level for Attendees: Basic

IRS Program Number: CZTXU-E-00855-18-O

Webcast Outline: Coming Soon.

   

Description
The webcast starts with an overview of ASPPA’s Code of Professional Conduct and how it aligns with key Circular 230 provisions. The majority of the program is a review of case studies applying the provisions, including the application to service providers operating in a 3(16) fiduciary capacity.

Key Takeaways:
1. Apply ASPPA’s Code of Professional Conduct to your work
2. Recognize when Circular 230 may apply
3. Consider ethics best practices when operating as a 3(16) fiduciary

Registration Deadlines: 
Live: 9/12/2018
On-Demand: 9/12/2019

CE Credit: 2 ARA Ethics, 2 ERPA Ethics, 2 JBEA Ethics, 2 JBEA Core

About the Speaker

Kizzy M. Gaul, JD, CPC, QPA, QKA, TGPC, has over ten years of plan design and compliance consulting experience. She is currently the chair of the ASPPA Government Affairs subcommittee for Reporting and Disclosure and a member of ASPPA’s Leadership Council.

Individual Viewer Additional Viewers 
ASPPA Member: $115 ASPPA Member: $45
Non-Member: $190 Non-Member: $70

 

Registration for on-demand recorded webcast includes unlimited viewing of the webcast recording to play any time before the one-year expiration date, webcast outline, and any additional presentation materials. Recordings are available one week after the live webcast takes place.

Webcast Package Pricing:

Please click here for information on package pricing for classroom style webcasts and web-course viewing. For more details on additional training package offerings, please contact jlinney@usaretirement.org.

Methods of Registration:

To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic registration confirmation to the email address listed on your registration form.

  • Download a registration form.
  • Online: For credit card payment only. Receive an immediate email Registration Confirmation. 
  • Email your scanned registration form(s) and credit card information to accountsreceivable@usaretirement.org.
  • Fax your scanned registration form(s) and credit card information to 703-516-9308.
  • Mail: American Retirement Association, PO Box 34725, Alexandria, VA 22334-0725 
    For express/overnight deliveries (FedEx/DHL, etc.), send to: American Retirement Association, 4245 North Fairfax Drive, Suite 750, Arlington, VA 22203

Make checks payable to the American Retirement Association.

General Information

Cancellation Policy:

All webcasts are non-refundable. If you have registered for the live webcast and are unable to attend, please email accountsreceivable@usaretirement.org and request to transfer your registration to the recorded version. This request must be made before the live webcast takes place.

Disclaimer:
Statements and materials presented on American Retirement Association webcasts are solely the opinions of the speakers and do not represent the opinion or the position of the American Retirement Association. The American Retirement Association assumes no responsibility for the content and materials presented by speakers during the webcast.

Questions:

Registration and General Questions
American Retirement Association Customer Support
703-516-9300
customercare@usaretirement.org