Fiduciary Governance

Fiduciary Governance

By Nevin Adams 3/16/2018 • 0 Comments

The Labor Department finally came up short in federal court — but trade industry headlines notwithstanding, like Mark Twain, the rumors of the fiduciary rule’s “demise” might be a bit premature. READ MORE

By John Iekel 3/15/2018 • 0 Comments

A recent blog post argues that it is wise for plan fiduciaries to be aware of the importance of plan documents in meeting their fiduciary duties. READ MORE

By Nevin Adams 3/15/2018 • 0 Comments

The fiduciary rule kept its winning streak intact in the first ruling by a federal appellate court. READ MORE

By John Iekel 3/9/2018 • 0 Comments

The DOL’s Employee Benefit Security Administration argues that audits, unwelcome though they may be, actually can be beneficial for a plan. READ MORE

By John Iekel 3/5/2018 • 0 Comments

A recent analysis discusses the importance of plan monitoring and offers tips and ideas on designing a process and procedures for monitoring the way a plan and its funds are managed. READ MORE

By ASPPA Net Staff3/1/2018 • 0 Comments

Among the “myths” surrounding the fiduciary rule is that the rule will not be enforced during the transition period. But that’s not the whole story, Fred Reish notes in a recent blog post. READ MORE

By ASPPA Net Staff2/28/2018 • 0 Comments

Now is the time to get up-to-date on developments in Washington and their impact on retirement plans. Learn from someone in the know, Craig Hoffman, ARA’s General Counsel. READ MORE

By Andrew Remo2/23/2018 • 0 Comments

Concerned that the Labor Department’s fiduciary rule could be pared back, Maryland is considering extending fiduciary duty under state law. READ MORE

By ASPPA Net Staff2/21/2018 • 0 Comments

In a recent blog post, Fred Reish focuses on the issue of “reasonable compensation” and what, if any, changes will be made to that requirement. READ MORE

By Nevin Adams 2/20/2018 • 0 Comments

The Massachusetts Securities Division filed charges against Scottrade for knowingly violating its internal policies regarding DOL fiduciary rule implementation — which plaintiffs seeking to overturn that rule say validates their concerns. READ MORE

By Nevin Adams 2/15/2018 • 0 Comments

The Massachusetts Securities Division has filed charges against a firm for knowingly violating its internal policies regarding implementation of the DOL fiduciary rule — and taken a shot at the Department of Labor. READ MORE

By John Iekel 2/12/2018 • 0 Comments

Many plan documents are requirements. So too, are fiduciary duties. Do the two intersect? READ MORE

By John Iekel 2/9/2018 • 0 Comments

The Feb. 8 ASPPA Washington Update for the first quarter of 2018 offered a look at a variety of current issues. READ MORE

By Nevin Adams 2/6/2018 • 0 Comments

Here are, in my estimation, the three biggest mistakes fiduciaries make. READ MORE

By Kenneth Marblestone2/2/2018 • 0 Comments

The 2018 Eastern Regional Conference will be held at the Doubletree Center City Hotel in Philadelphia on Thursday, April 26 and Friday, April 27. READ MORE

By Nevin Adams1/30/2018 • 0 Comments

Whoever said ignorance was bliss surely wasn’t talking about fiduciary litigation. READ MORE

By ASPPA Net Staff1/26/2018 • 0 Comments

ERISA attorney Fred Reish looks at another “mistaken belief” about the fiduciary regulation. READ MORE

By ASPPA Net Staff1/26/2018 • 0 Comments

A recent conversation spotlights errors commonly found in a retirement plan audit and ways to prevent them. READ MORE

By John Iekel 1/22/2018 • 0 Comments

A recent analysis suggests that the SEC’s take on a fiduciary standard may be inching closer to that of the DOL. READ MORE

By Ted Godbout1/22/2018 • 0 Comments

To increase transparency, FINRA for the first time has released its annual budget, showing that the 2018 budget does not include a fee rate increase for its member firms. READ MORE

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