Fiduciary Governance

Fiduciary Governance

By Nevin Adams8/17/2018 • 0 Comments

We now know the terms of an excessive fee lawsuit settlement reported a month ago. READ MORE

By John Iekel 8/15/2018 • 0 Comments

The IRS has made available revised versions of a number of forms used for its Voluntary Correction Program (VCP). READ MORE

By Nevin Adams8/13/2018 • 0 Comments

The judge in a recent excessive fee case decision had a lot to say – about the plan committee members – and the expert witnesses called to testify. READ MORE

By ASPPA Net Staff8/7/2018 • 0 Comments

The American Retirement Association in an Aug. 7 letter to EBSA head Preston Rutledge requested clarity on rollover recommendations in the wake of the 5th Circuit's ruling invalidating the fiduciary rule. READ MORE

By Ted Godbout8/3/2018 • 0 Comments

The American Retirement Association has weighed in on the SEC’s Regulation Best Interest proposal. READ MORE

By John Iekel 7/27/2018 • 0 Comments

Individuals’ financial information is so valuable that identity thieves will do just about anything to steal it, including gaining entry into retirement plan records that aren’t properly protected. But you can act to prevent a break-in. READ MORE

By Ted Godbout7/27/2018 • 0 Comments

Securities and Exchange Commissioner Hester Peirce on July 24 argued that the proposed Regulation Best Interest would set clear standards, even though the word “fiduciary” is not directly incorporated in the proposal. READ MORE

By ASPPA Net Staff7/27/2018 • 0 Comments

An unspecified number of participants in plans recordkept by Vanguard were told their loans had been processed. But they hadn’t. READ MORE

By Nevin Adams 7/9/2018 • 0 Comments

If you thought all the fiduciary rule litigation was over, think again: Turns out that litigation pending in the U.S. District Court for the District of Minnesota is still, well — pending. READ MORE

By Nevin Adams 7/6/2018 • 0 Comments

As we celebrate the Declaration that marks the birth of this nation, it seems a good time to reflect on some lessons from that experience that hold true even today — and that apply to retirement plans and their administration. READ MORE

By John Iekel 6/25/2018 • 0 Comments

Missing participants and what to do about them were the grist for a recent expert panel discussion. READ MORE

By Nevin Adams6/21/2018 • 0 Comments

After weeks of anticipation, the 5th Circuit Court of Appeals finally issued its mandate vacating the DOL fiduciary rule on June 21. READ MORE

By Ted Godbout6/20/2018 • 0 Comments

Times have been good lately for investors, with proof not only in strong market returns but also solid investor returns, according to Morningstar’s 2018 “Mind the Gap” study. READ MORE

By Nevin Adams 6/20/2018 • 0 Comments

In what looks to be a first in excessive fee litigation, a court has ordered plaintiffs to produce some Facebook posts. READ MORE

By John Iekel 6/18/2018 • 0 Comments

Experts at the recent 2018 SPARK Institute National Conference held in National Harbor, MD addressed online threats to financial assets — virtual, but also very real. READ MORE

By ASPPA Net Staff6/18/2018 • 0 Comments

How does the best interest standard of care in the SEC’s Regulation Best Interest compare to the standard of care in the DOL’s Best Interest Contract Exemption (BICE)? READ MORE

By Ted Godbout6/15/2018 • 0 Comments

While June 13 was widely cited as the last day the DOL could appeal to the U.S. Supreme Court the 5th Circuit’s ruling vacating the fiduciary rule, that day has now come – and gone. READ MORE

By John Iekel 6/13/2018 • 0 Comments

A recently released white paper suggests that while embracing innovation in the features and options added to a plan, it is important to be mindful of fiduciary duties. READ MORE

By ASPPA Net Staff6/13/2018 • 0 Comments

Guess how many CE credits you can get at the ASPPA Annual Conference. READ MORE

By ASPPA Net Staff6/10/2018 • 0 Comments

The SEC’s proposed Regulation Best Interest is remarkable in its similarities to the DOL’s vacated Best Interest Contract Exemption – or so Fred Reish thinks. READ MORE

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