ASPPA Webcast: The Conflict of Interest Proposal: How it Works and What it Means

Available through May 5, 2016

Speakers: Pete Swisher, CFP®, CPC, QPA, TGPC, Senior Vice President and National Sales Director, Pentegra Retirement Services and David N. Levine, Principal, Groom Law Group, Chartered

Check back soon for the webcast outline!

Registration Deadline:

Recorded  – 05/05/2016

Registration for Recorded Webcast Includes:

• Unlimited viewings of the Webcast recording to play anytime before the one year expiration date 

• Webcast outline and any additional presentation materials

Recordings are available 72 hours after the live webcast takes place.

Webcast Package Pricing

Please click here for information on package pricing for classroom style webcasts and webcourse viewing. For more details on additional training package offerings, please contact [email protected].

Methods of Registration

To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic Registration Confirmation to the e-mail address listed on your registration form.

Click here to download a registration form

Online   For credit card payment only. Receive an immediate e-mail Registration Confirmation.
E-mail   E-mail your scanned registration form(s) and credit card information to [email protected].
Fax       Fax your scanned registration form(s) and credit card information to 703.516.9308.
Mail     ASPPA – PO Box 34725, Alexandria, VA 22334-0725

              For express/overnight deliveries (FedEx, DHL, etc.) send to:
              ASPPA, 4245 N Fairfax Dr Suite 750, Arlington, VA 22203
              Make checks payable to ASPPA 

CONTINUING EDUCATION INFORMATION

ASPPA Members

The webcast is designed to offer registrants 2 ASPPA CE credits.

Enrolled Actuaries

The webcast is designed to offer registrants 2 JBEA Non-Core CE credits for Enrolled Actuaries. The final decision as to the number and type of JBEA credits rests solely with the Joint Board for the Enrollment of Actuaries.

Enrolled Retirement Plan Agent (ERPA)

The webcast is designed to offer registrants 2 ERPA CE credits. The final decision as to the number of ERPA credits rests solely with the Internal Revenue Service.

GENERAL INFORMATION

Cancellation Policy

All Webcasts are non-refundable. If you have registered for the live Webcast and are unable to attend, please email [email protected] and request to transfer your registration to the recorded version. This request must be made before the live Webcast takes place.

Disclaimer
The statements and materials presented on ASPPA webcasts are solely the opinions of the speakers and do not represent the opinion or the position of ASPPA. ASPPA assumes no responsibility for the content and materials presented by speakers during the webcast.

ABOUT THE SPEAKERS

David N. Levine

Groom Law Group, Chartered

Washington, D.C.

David is a principal at Groom Law Group, Chartered. He advises plan sponsors, advisors and other service providers on a wide range of employee benefits matters, from retirement and executive compensation to health and welfare plan matters.

His experience includes advising service providers in Department of Labor investigations; representing advisors in ERISA and contract-related litigation; advising on the balancing of ERISA and securities law compliance to advisors with both broker-dealer and registered investment arms; conducting ERISA reviews of disclosure documents, marketing materials, and services agreements for ERISA services agreements; and providing fiduciary training and advice to plan sponsors and advisors.

David was previously the chair of the IRS Advisory Committee on Tax Exempt and Government Entities (2011-2013) and is currently a member of the executive committee of the Defined Contribution Institutional Investment Association and serves in a number of leadership roles in the American Bar Association Tax Section's Employee Benefits Committee. He received his JD from the University of Pennsylvania Law School and his BA, with general and departmental honors, from Johns Hopkins University.

Pete Swisher, CFP®, CPC, QPA, TGPC

Pentegra Retirement Services

White Plains, N.Y.

Pete is the senior vice president and national sales director for Pentegra Retirement Services and is known nationally for his work on retirement plan governance. He is the author of 401(k) Fiduciary Governance: An Advisor’s Guide, a handbook on fiduciary law and practice for retirement plan specialists and fiduciaries. Pete is a prolific writer and speaker for the financial community and is actively involved with the National Association of Plan Advisors (NAPA), ASPPA and ASPPA’s Political Action Committee. In 1988 he graduated with a degree in linguistics from the University of Virginia, where he was selected for the prestigious Echols Scholar Program. He accepted a commission in the U.S. Marine Corps and served in the first Gulf War as Executive Officer of an infantry company. He left the Marines as a Captain in 1993. He lives with his wife, Shannon, and three children, Jettie, David and Andrew, in the horse country of central Kentucky.

QUESTIONS

Registration and General Questions

ASPPA Customer Support

703.516.9300

[email protected]