Voluntary Fiduciary Correction Program Workshop

Available through August 6, 2015

Speakers: Mike Horton, Associate Regional Director, Employee Benefits Security Administration

Click HERE to view the webcast outline

Click HERE to view the VFCP Application Form

The Voluntary Fiduciary Correction Program (VFCP) was designed to encourage employers to voluntarily comply with the Employee Retirement Income Security Act (ERISA) by self-correcting certain violations of the law. In this webcast, we'll help you to gain an understanding of the types of violations covered by the VFCP, how to correctly complete your VFCP applications and what additional information you should provide when you apply. Join Mike Horton, Associate Regional Director of the Employee Benefits Security Administration as he leads this informative discussion about the VFCP and answers all of your questions during the interactive Q&A. 

Attendee Takeaways:

• Learn which violations are covered
• Learn how to apply and get approved
• Ask questions and get real-time answers
• Bonus! Learn about the streamlined application process for plans or service providers in the Philadelphia Region (PA, Southern NJ, DE, MD, DC, VA, WV)

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REGISTRATION

Recorded  – 08/06/2015

Registration for Recorded Webcast Includes:

• Unlimited viewings of the Webcast recording to play anytime before the one year expiration date 

• Webcast outline and any additional presentation materials

Recordings are available 72 hours after the live webcast takes place.

Webcast Package Pricing

Please click here for information on package pricing for classroom style webcasts and webcourse viewing. For more details on additional training package offerings, please contact [email protected].

Methods of Registration

To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic Registration Confirmation to the e-mail address listed on your registration form.

Click here to download a registration form

Online   For credit card payment only. Receive an immediate e-mail Registration Confirmation.
E-mail   E-mail your scanned registration form(s) and credit card information to [email protected].
Fax       Fax your scanned registration form(s) and credit card information to 703.516.9308.
Mail     ASPPA – PO Box 34725, Alexandria, VA 22334-0725

              For express/overnight deliveries (FedEx, DHL, etc.) send to:
              ASPPA, 4245 N Fairfax Dr Suite 750, Arlington, VA 22203
              Make checks payable to ASPPA ________________________________________________________________________________

CONTINUING EDUCATION INFORMATION

ASPPA Members

The webcast is designed to offer registrants 2 ASPPA CE credits.

Enrolled Actuaries

The webcast is designed to offer registrants 2 JBEA Non-Core CE credits for Enrolled Actuaries. The final decision as to the number and type of JBEA credits rests solely with the Joint Board for the Enrollment of Actuaries.

Enrolled Retirement Plan Agent (ERPA)

The webcast is designed to offer registrants 2 ERPA CE credits. The final decision as to the number of ERPA credits rests solely with the Internal Revenue Service.

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GENERAL INFORMATION

Cancellation Policy

All Webcasts are non-refundable. If you have registered for the live Webcast and are unable to attend, please email [email protected] and request to transfer your registration to the recorded version. This request must be made before the live Webcast takes place.

Disclaimer
The statements and materials presented on ASPPA webcasts are solely the opinions of the speakers and do not represent the opinion or the position of ASPPA. ASPPA assumes no responsibility for the content and materials presented by speakers during the webcast.
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ABOUT THE SPEAKER

Mike Horton

Mike Horton is currently the Associate Regional Director for the Philadelphia Region of the Employee Benefits Security Administration.  His main duties include overseeing the Voluntary Fiduciary Compliance Program and assisting in setting the targeting focus for investigations in the region.  Mike is also a member of the EBSA National Targeting Committee.

Prior to joining EBSA last December, Mike spent 22 years in the financial services industry, as an in-house benefits manager, and – most recently – running his own ERISA compliance consulting firm.

Mike is a graduate of West Point and holds the Chartered Life Underwriter, Chartered Financial Consultant, and Chartered Healthcare Consultant professional designations.

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QUESTIONS

Registration and General Questions

ASPPA Customer Support

703.516.9300

[email protected]